Web(CSA Staff Notice 31-325), there are compliance and supervisory challenges facing firms using social media as a means of communicating with clients and the general public, including an ... CSA Staff Notice 11-332 Cyber Security included a list of reference documents prepared by WebMar 23, 2024 · On March 23, 2024, the Canadian Securities Administrators ( CSA) published substantively harmonized temporary exemptions from certain regulatory filing requirements as a result of COVID-19. The CSA has implemented the relief through local blanket orders that are substantively harmonized across the country.
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WebOct 19, 2024 · CSA Staff Notice 31-325: Marketing Practices of Portfolio Managers (pdf - 153 KB) Updated on 5 July 2011 CSA Staff Notice 31-332: Relevant Investment … puffer coats on sale marshalls
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WebApr 11, 2024 · Two months after the Canadian Securities Administrators (the CSA) released updated guidance to crypto trading platforms (CTPs) operating in Canada in the wake of the FTX bankruptcy filing, the CSA published Staff Notice 21-332 Crypto Asset Trading Platforms: Pre-Registration Undertakings - Changes to Enhance Canadian Investor … WebApr 13, 2024 · Stablecorp invites Canadian-regulated crypto asset trading platforms interested in understanding more about how QCAD could be used in light of the recent regulatory guidance outlined in CSA Staff Notice 21-332 to contact us at [email protected]. WebFor specific examples, we refer you to the CSA Staff Notice 31 Relevant Investment Management Experience for Advising -332 Representatives and Associate Advising Representatives of Portfolio Managers published on January 17, 2013. registration [. [AMENDMENTS TO NATIONAL INSTRUMENT 31-103 . puffer coats on clearance